Benefit to participants
This program seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
Committed IFAs and wealth managers wanting to shift from distribution to advisory.
5 full days
Know the basics of investment advisory, steps in the advisory process, making and implementation of financial plan.
Understand how to evaluate different products, their suitability and how the product recommendation can impact investment risks, returns and strategies for investors and prospective investors in the market.
Get oriented to the legalities of income tax, wealth tax and estate planning in personal finance and the regulatory aspects underlying advisory.
Get acquainted with financial planning as an approach to investing, insurance planning, retirement planning and as a tool for advisers to develop long-term relationships with their clients.
Know the comprehensive financial planning in the context of households to apply the planning elements learnt in Level 1 Certification Examination.
Understand the structure and performance of securities markets, importance of asset allocation and impact of the market movement on the performance of assets.
Know the practical aspect of product selection, portfolio construction, review and rebalancing based on clients need.
Know the compliance, operations and service elements in investment advice.